Rochester Investment Fraud Lawyers

Rochester Investor Lawyer Can Help Investors From Western New York Who Suffered Losses Due to Bad Investment Advice

Jason Kane is a Rochester, New York attorney who represents investors and organizations from Rochester, Buffalo and Syracuse that lost money due to negligent or fraudulent investment advice.  The most common problems facing New York investors today are issues involving general unsuitability, high commission products like Real Estate Investment Trusts and Variable Annuities, investment fraud, selling away and Ponzi schemes.

Mr. Kane represents Western, New York investors in state court, federal court, or Financial Industry Regulatory Authority (FINRA) arbitrations against registered broker-dealers throughout the country.  He has also guided his clients through regulatory proceedings that have resulted in brokers being fined and suspended.  Mr. Kane has been successful in representing investors in some of the highest profile securities cases arising out of Western, New York.

Based on these experiences, Mr. Kane knows that a typical victim of negligent or fraudulent investment advice has not just lost their money, but also their trust in a professional, friend, family member and the “system.”  Mr. Kane takes pride in not only attempting to restore the money an investor lost, but also in being a trusted counselor that restores his clients’ faith in the Western, New York professional community.

Mr. Kane welcomes the chance to speak to any Western New Yorker about their accounts.  A free, no obligation case evaluation can help an investor asses what actually occurred, their legal options and the possibility of seeking compensation for their losses.  The attorneys at Peiffer, Rosca have assisted hundreds of investors and would be happy to review your case.

If you believe that you have been the victim of investment fraud, financial advisor misconduct, or abusive practices by your financial institution, we encourage you to call our law firm for a no-cost, no-obligation review of your case. You can reach us by calling 888-998-0520 or you can send us a message through the “Contact Us” form on this website.

Featured Article

Tauber Emmings investigated for offering inappropriate retirement and investment advice

Rochester stockbroker fraud attorneyThe attorneys at Peiffer, Rosca are investigating Tauber Emmings, formerly associated with Cambridge Investment Research Inc and Gunn Allen, for offering inappropriate retirement and investment advice to a group of Xerox employees and former employees.

According to his former clients, Emmings told Xerox employees that they had enough money to retire and continue their existing lifestyle. Unfortunately, replacing the income they had been receiving at Xerox meant that they needed to withdraw between 7 and 10 percent of their retirement assets per year. As Emmings should have known, experts recommend between 3 and 4 percent. Emmings’ advice was incredibly risky.

Emmings’ customers have suffered devastating losses to their retirement savings. They all could have continued working, but were told that they could afford to retire and enjoy their “golden years.” Unfortunately, that was not the case. Most have lost hundreds of thousands of dollars.

In January, 2014, after years of advising Xerox retirees, Emmings mysteriously left the financial services industry without explanation to his clients.

The Peiffer Rosca securities attorneys often represent investors who lose money as a result of Ponzi schemes, investment fraud, or stockbroker misconduct. They are currently investigating the possibility of assisting victims with the recovery of their losses. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of investment fraud or misconduct may contact the securities lawyers at Peiffer Rosca, Alan Rosca or Joe Peiffer, for a free, no-obligation evaluation of their recovery options, at 888-998-0520.